DEPARTMENT OF FINANCIAL INSTITUTIONS --
division of securities
Chapter
Wisconsin Uniform Securities Law
DFI-Sec 1 Title and definitions PDF NXT
DFI-Sec 2 Registration exemptions and federal covered security notice filings PDF NXT
DFI-Sec 3 Registration requirements and procedures PDF NXT
DFI-Sec 4 Registration of broker-dealers and agents PDF NXT
DFI-Sec 5 Registration and notice filing procedures for investment advisers, federal covered investment advisers, and investment adviser representatives PDF NXT
DFI-Sec 6 Fraudulent practices PDF NXT
DFI-Sec 7 General provisions PDF NXT
DFI-Sec 8 Administrative procedure PDF NXT
DFI-Sec 9 Forms PDF NXT
DFI-Sec 10 Use of senior-specific certifications and professional designations PDF NXT
Wisconsin Corporate Take-over Law
DFI-Sec 21 Definitions PDF NXT
DFI-Sec 22 Filing of ownership information PDF NXT
DFI-Sec 23 Registration of take-over offers PDF NXT
DFI-Sec 24 Exemptions PDF NXT
DFI-Sec 25 False or misleading solicitation materials PDF NXT
DFI-Sec 26 Fraudulent and deceptive practices PDF NXT
DFI-Sec 27 General provisions PDF NXT
DFI-Sec 28 Conformity with federal law PDF NXT
DFI-Sec 29 Forms PDF NXT
Wisconsin Franchise Investment Law
DFI-Sec 31 Definitions PDF NXT
DFI-Sec 32 Exemption and registration of franchises PDF NXT
DFI-Sec 34 Fraudulent and prohibited practices PDF NXT
DFI-Sec 35 General provisions PDF NXT
DFI-Sec 36 Administrative procedure PDF NXT
Contact the Legislative Reference Bureau, (608) 266-3561
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